INTRODUCTION
The shipping industry has an important role, both for economy and national defence. In the economic field, the shipping industry is a means of transportation used by various countries, including in international trade. Based on data, 90% of goods shipments use ships as a means of transportation. On the other hand, various countries use ships as a means of transportation and state military defence [1, 2]. Especially for archipelagic countries, the presence of ships and other equipment with various specifications is vital to detect exploitation by other parties. However, the data show that the number of accidents in ship transportation is high. For example, Marine Accident and Incident Reports show that there were 20 accidents in 2018–2019. This data is only accident data reported by the Japan Transport Safety Board and does not include accidents in other countries. Based on the Transportation Safety Board of Canada, there were 520 maritime accidents during 2014–2021 [3]. Especially in Indonesia, National Transportation Safety Committee (2021) shows that during 2018–2021 there were 483 ship accidents or 120 accidents per year. Thus, safety management in the shipping industry is crucial.
Looking at the above phenomenon, research in the field of safety management is fundamental in finding new solutions to improving safety management. Thus, it is necessary to map the research potential using bibliometric and systematic review to develop the important aspect on the safety management. Previous research has been conducted by Gil et al. [4], who conducted bibliometric and systematic literature reviews with a focus on policy systems in preventing accidents on ships and linking them to the Technology of Readiness Level, and Fu et al. [5], who conducted a bibliometric and systematic literature review with a focus on risk management in maritime accidents. However, previous studies analysed the literature on particular topics. Thus, a broader literature analysis is needed.
This study analyses the safety management literature in the shipping industry using bibliometric methods and a systematic literature review. Bibliometric Literature Review is used to analyse literature regarding research trends, authors with the most publications, most influential countries, the collaboration of authors, journals with the most publications, and frequently used keywords. A systematic Literature Review analyses comprehensive information on what can be developed in safety management in the shipping industry. The data is sourced from Scopus by entering various keywords. This study sets a limitation year from 2000–2022 to present relevant literature on current conditions. Finally, to conduct a systematic literature review, this study ranks all publications and groups them into several topics for in-depth analysis.
RESEARCH METHOD
Bibliometric literature analysis
This study uses a qualitative approach with a bibliometric literature review to analyse the development of research in the safety management in the shipping industry. This method has been used by previous studies such as Del Giudice et al. [6] to evaluate the literature on digital technology for the sustainability of the shipping business, Gil et al. [4] to evaluate onboard disaster prevention policy systems, and Munim et al. [7] to evaluate big data in the maritime industry.
The data used were sourced from the Scopus by searching for the keywords “ship” AND “safety management”, “shipping” AND “safety management”, “ship” AND “safety security”, “shipping” AND “safety security”, “ship” AND “safety system”, “shipping” AND “safety system”, “ship” AND “safety law”, “shipping” AND “safety law”, “ship” AND “risk”, “ship” AND “accident”, and “ship” AND “accident” AND “management.” The Scopus was chosen with the consideration that (1) the Scopus index is an index for reputable international journals, and (2) various universities and other institutions use it as an indicator in performance appraisal. In total, there were 2,243 publications with these keywords. Then, the authors conducted various screening processes (Fig. 1).
After the screening process, 669 data from Scopus databuse will be analysed further. This research used Vos Viewer software and Microsoft Excel to map the data. Vos Viewer was used to visualise the network, while Microsoft Excel was used to tabulate data. Thus, the data analysis included the language used, the number of publications and citations per year, research trend, the most influential country, the most influential author, the journal with the highest number of publications, and frequently used keywords.
Systematic literature review
This study also used a systematic literature review, which refers to Gil et al. [4]. This study determined the ranking of published articles based on the most frequent citations. Finally, this research analysed 5% of the articles with the most frequent citations. The article was selected in systematic literature review will be analysed to gather comprehensive information on the safety management in shipping industry and the implications offered to related stakeholders.
RESULTS AND DISCUSSION
Bibliometric review analysis
This study analysed the literature on safety management in the shipping industry from the Scopus database. Considering the sharpness and quality of the literature, this research only analyses “article” type with a total of 669 publications after screening processes, as shown in Figure 1. The articles were mainly written in English, as shown in Table 1. This condition shows that researchers publish more articles in international languages so that they can be read easily. Furthermore, Chinese became the second language used.
Language |
Total publication |
Percentage (%) |
Chinese |
32 |
0.048 |
English |
624 |
0.931 |
French |
4 |
0.006 |
German |
4 |
0.006 |
Italian |
2 |
0.003 |
Portuguese |
1 |
0.001 |
Russian |
1 |
0.001 |
Serbian |
1 |
0.001 |
Croatian |
2 |
0.003 |
Total |
669 |
100 |
Research on safety management in the shipping industry started in the 1980s. However, the researcher limits the literature analysis from 2000–2022 to get relevant research. Based on the number of publications, the trend shows an increase in publications every year, with 2021 being the year of most publications. However, when compared to the total citations, the most numerous citations were in 2013, whereas at that time, there were only 20 articles (Table 2).
Year |
TP |
TC |
Year |
TP |
TC |
TAP |
TAC |
2000 |
11 |
295 |
2012 |
24 |
327 |
669 |
12135 |
2001 |
5 |
88 |
2013 |
20 |
1051 |
||
2002 |
13 |
194 |
2014 |
36 |
1048 |
||
2003 |
11 |
69 |
2015 |
25 |
667 |
||
2004 |
8 |
57 |
2016 |
32 |
652 |
||
2005 |
9 |
143 |
2017 |
35 |
624 |
||
2006 |
16 |
576 |
2018 |
41 |
681 |
||
2007 |
23 |
671 |
2019 |
51 |
794 |
||
2008 |
19 |
498 |
2020 |
72 |
566 |
||
2009 |
24 |
920 |
2021 |
79 |
405 |
||
2010 |
26 |
1029 |
2022 |
65 |
74 |
||
2011 |
24 |
706 |
This condition indicates that although there is an increasing trend in the number of published articles, this condition differs from the total citation, which shows a decreasing trend. This is an opportunity and challenge for researchers to develop research by paying attention to the relevance and quality of research articles with current and future conditions (Fig. 2).
China has the highest number of articles with 156 publications, followed by the United States and the United Kingdom with 71 and 61 publications. There are several reasons China and the United States have the highest publicity. First, China and the United States are countries with strong militaries [1]. The shipping industry in China and the United States is not only related to economic purposes but also for military and national defence interests. Thus, it is a must to have a high level of safety and good management in shipping industry. Therefore, many things can be researched to produce the highest number of publications (Table 3).
Countries |
TP |
TC |
TP/TC |
China |
156 |
1416 |
9 |
United States |
71 |
1032 |
15 |
United Kingdom |
61 |
1746 |
29 |
Norway |
50 |
1310 |
26 |
Turkey |
45 |
1218 |
27 |
Finlandia |
32 |
1186 |
37 |
Italia |
26 |
664 |
26 |
Canada |
25 |
548 |
22 |
South Korea |
25 |
162 |
6 |
Greece |
23 |
323 |
14 |
However, the United Kingdom became the country with the most citations. This result can occur because the United Kingdom is one of the countries that has a leading security regime in the offshore sector [8], and also marine is one of the economic assets in the United Kingdom; thus, safety management is important aspect [9]. There is an asymmetry in the number of articles and citations. Thus, further researchers need to improve the quality and relevance of the topics to increase the number of citations.
Based on network analysis, researchers from China most collaborated with researchers in other countries, followed by the United States, the United Kingdom, and Norway. This condition shows that researchers need to collaborate with researchers in other countries. This aims to increase insight in article writing and as collaboration in strengthening the urgency of research to be built. In addition, research on safety management in the shipping sector needs to get references from management from other countries to strengthen research (Fig. 3).
This study analyses the number of publications by each author with a minimum of 5 publications. The data shows that Pentti Kujala has the highest number of publications. Moreover, only 24 of 1.773 authors have 5 publications, while other authors only have 1 or 2 publications in the field of safety management in the shipping industry. This condition shows that there are still limited authors who have a focus on safety management in the shipping industry (Table 4).
Author |
Affiliation |
Countries |
TP |
TC |
H-index |
Pentti Kujala |
Aalto University |
Finlandia |
16 |
829 |
41 |
Floris Goerlandft |
Dalhousie University |
Canada |
15 |
703 |
35 |
Metin Celik |
Istanbul Teknik University |
Turkey |
13 |
771 |
24 |
Jin Wang |
Liverpool John Moores University |
United Kingdom |
10 |
533 |
56 |
Shanshan Fu |
Shanghai Maritime University |
China |
9 |
83 |
9 |
This condition is also reflected by the limited collaboration between authors which shows that no network connects all the existing authors (Fig. 4). In addition, many authors publish their articles as a single author. Thus, collaboration between authors is needed to produce articles with better quality, because of the different points of view between authors.
Safety Science is the journal that publishes the highest number of articles, with a total of 51 publications, followed by International Maritime Health, Ocean Engineering, Journal of Marine Science and Engineering, and Reliability Engineering and System Safety. This journal is indexed by Scopus Q1–Q3, which shows that the journal publishes quality articles and focuses on research and scientific development about safety research in the shipping industry (Table 5).
Journal |
TP |
TC |
Publisher |
Rank |
SJR |
Safety Science |
51 |
2183 |
Elsevier |
Q1 in “Safety Research”, “Safety, Risk, Reliability and Quality”, |
1.438 |
International Maritime Health |
31 |
119 |
Via Medica |
Q3 in “General Medicine” |
0.245 |
Ocean Engineering |
23 |
440 |
Elsevier |
Q1 in “Ocean Engineering” and “Environmental Engineering” |
1.381 |
Journal of Marine Science and Engineering |
21 |
82 |
MDPI |
Q2 in “Ocean Engineering” and “Civil and Structural Engineering”, and Q3 in “Water Science and Technology” |
0.542 |
Reliability Engineering and System Safety |
17 |
671 |
Elsevier |
Q1 in “Safety, Risk, Reliability and Quality”, “Industrial |
1.842 |
Based on the publication with the most frequent citations, 7 out of 10 publications discuss human factors in the safety management as shown by Hetherington et al. [12], Chauvin et al. [10], Harati-Mokhtari et al. [13], Celik and Cebi [11], Akhtar and Utne [14], Martins and Maturana [16], and Lu and Yang [17]. This result is reasonable because 80–85% of ship accidents are caused by human error [13]. The article entitled “Safety in shipping: The human element” by Hetherington et al. [12] is the article with the highest number of citations. It analysed the literature on safety in three areas: common themes of accidents, the influence of human error, and interventions to make shipping safer. The author emphasizes the importance of monitoring and modifying human factors in improving maritime safety performance. In this regard, the question arises about how effective monitoring of human factors can improve safety management. Thus, future research focusing on these topics can be developed. On the other hand, Chauvin et al. [10] emphasize the importance of Bridge Resource Management and human reliability in dealing with critical situations on board. Harati-Mokhtari et al. [13] argue that automatic identification system (AIS) has the potential to reduce human errors and improve safety management (Table 6) [10–19].
Authors |
Title |
Source title |
Total |
Hetherington et al. [12] |
Safety in shipping: The human element |
Journal of Safety Research |
427 |
Chauvin et al. [10] |
Human and organizational factors in maritime accidents: Analysis of collisions at sea using the HFACS |
Accident Analysis and Prevention |
310 |
Harati-Mokhtari et al. [13] |
AIS: Data reliability and human error implications |
Journal of Navigation |
241 |
Celik and Cebi [11] |
Analytical HFACS for investigating human errors |
Accident Analysis and Prevention |
211 |
Akhtar and Utne [14] |
Human fatigue’s effect on the risk of maritime groundings: A Bayesian network modelling approach |
Safety Science |
156 |
Xiao et al. [15] |
Comparison study on AIS data of ship traffic behaviour |
Ocean Engineering |
133 |
Martins and Maturana [16] |
Application of Bayesian belief networks to the human |
Reliability Engineering and System Safety |
131 |
Lu and Yang [17] |
Safety leadership and safety behaviour in container |
Safety Science |
130 |
Celik et al. [18] |
A risk-based modelling approach to enhance shipping |
Safety Science |
128 |
Hänninen [19] |
Bayesian networks for maritime traffic accident prevention: Benefits and challenges |
Accident Analysis and Prevention |
125 |
This study identified the journals that publish the highest number of articles with a minimum of 5 publications. It has been noted that there are 25 journals with a minimum of 5 publications and are divided into 6 network clusters. Based on the Table 6, Safety Science is the journal with the highest number of publications (Fig. 5).
Based on the keywords used, this study analysed keywords based on “author keywords” and “index keywords”. This was to show the keywords provided by the author in the original article and keywords from the automatic algorithm that is read from the article’s title cited in a paper. This study analysed keywords with a minimum of 5 publications by each author (Tables 7, 8).
Author keyword |
Frequency |
Maritime safety |
33 |
Safety |
29 |
Safety management |
27 |
Risk assessment |
24 |
Risk management |
22 |
ISM code |
21 |
Human factor |
19 |
Risk analysis |
15 |
Seafarers |
15 |
Safety culture |
14 |
Index keyword |
Frequency |
Ships |
280 |
Article |
180 |
Human |
153 |
Risk assessment |
150 |
Ship |
128 |
Accidents |
122 |
Humans |
121 |
Safety |
115 |
Accident prevention |
110 |
Risk management |
88 |
The keyword “maritime safety” is often associated with “safety management”, “ism code”, “risk management”, “risk analysis”, “human factors”, “safety culture” and other topics as shown in Figure 6. Meanwhile, based on the “index keywords”, there are differences in keywords that are often used. The keyword “ships” is often used, which is then followed by “article”, “human”, “risk assessment”, and “ship”.
Safety management also concerns the safety culture that already exists and will be built after various evaluations. Meanwhile, based on the “index keywords”, research in the field of “safety management” in the shipping sector focuses not only on how to manage safety ideally but also on how to involve “humans” in the management process and their impact on “humans”.
Systematic literature review analysis
Apart from using bibliometric analysis for literature mapping, this study also used a systematic review to analyse research findings and what lessons can be taken for further development. This study assigned a ranking based on the number of citations to filter articles to be analysed more comprehensively, as shown in Table 9 [10–34].
Category |
Author |
Finding |
What can be learned |
Category |
Author |
Finding |
What can be learned |
Human factor |
Chauvin et al. [10] |
Most crashes are caused by mistakes in decision making |
The importance of bridge human resources for pilot navigation situations in confined waters |
Celik and Cebi [11] |
This study builds the HFAS mechanism to identify human error factors in ship accidents |
Human error is a contributing factor at |
|
Hetherington |
Accidents on ships caused by individual or organizational behaviour can be moderated and reduced to improve safety |
The importance of proper management to address the various human factors that affect safety |
|
Harati-Mokhtari |
The information in AIS is not fully valid because there is manual input which can result in inaccurate information being presented |
The need for strict supervision of all information contained in AIS |
|
Akhtar and Utne [14] |
The strongest fatigues associated with top management were ship certification, crew resources, and quality control |
Fatigue is a major risk factor |
|
Martins and Maturana [16] |
Methodology based on Bayesian network for analysing human factors on the risk of accidents by collision |
The importance of methods to reduce the risk of ship accidents caused by |
|
Schröder et al. [20] |
Ship traceability investigators will not examine organizational-sourced factors if the guidelines in the IMO are complied with |
The importance of complying with applicable standards and guidelines |
|
Zhang et al. [21] |
Origin-to-destination pairs and navigation routes in Singapore’s port waters have remained stable over time |
The importance of knowing the various factors that cause accidents that occur in all water conditions |
|
Lu and Yang [17] |
Safety motivation and concern for safety positively influence safety behaviour |
Improve safety in container terminal operations |
|
AIS |
Harati-Mokhtari |
The information in AIS is not fully valid because there is manual input which can result in inaccurate information being presented |
The need for strict supervision of all information contained in AIS |
Xiao et al. [15] |
There are similarities and differences in the characteristics of AIS analysis in the Dutch Case and Chinese Case that affect ship traffic behaviour |
This study only examines direct information, without indirect information on AIS |
|
Zhang et al. [21] |
Origin-to-destination pairs and navigation routes in Singapore’s port waters have remained stable over time |
The importance of knowing the various factors that cause accidents that occur in all water conditions |
|
Kao et al. [22] |
Precise prediction of collision time and position can be achieved using the GIS spatial analysis module |
The importance of predicting the right information to avoid accidents |
|
Accident |
Hassel et al. [23] |
50% of accidents go unreported |
Users of ship accident statistics must apply certain standards to analyse inadequate reporting, as well as to produce appropriate analysis |
Lu and Tsai [24] |
The dimensions of work safety have the most important influence on ship accidents |
There are many factors to consider in safety management |
|
Kirby and Law [25] |
Risk, impact and mitigation in accidents at sea |
The importance of an impact assessment and monitoring program after an accident |
|
Psarros et al. [26] |
There are incomplete reports of accidents |
It is important to fully report accident data |
|
Akyuz [27] |
Accident analysis model with HFACS with ANP integration |
The importance of various models in accident analysis |
|
Hänninen [19] |
Bayesian network is a fairly precise tool for maritime safety management and decision making |
The importance of standards or models in safety management |
|
Risk analysis |
Akhtar and Utne [14] |
The strongest fatigues associated with top management were ship certification, crew resources, and quality control |
Fatigue is a major risk factor |
Celik et al. [18] |
Integration of FFTA into SAI to ensure database consistency for accident analysis and prevention efforts in the maritime industry |
It is important to investigate the occurrence of accidents on ships as a precautionary measure |
|
Zhang et al. [21] |
Origin-to-destination pairs and navigation routes in Singapore’s port waters have remained stable over time |
The importance of knowing the various factors that cause accidents that occur in all water conditions |
|
Goerlandt et al. [28] |
Development of fundamental issues on the concept of risk in the Collision Alert System |
The importance of analysing risks in the shipping industry |
|
Bonvicini and Spadoni [29] |
New methodology for selecting the best route for transportation based on risk analysis |
The importance of determining ship transportation traffic routes to prevent collisions |
|
Khan and Khan [30] |
Building an object-oriented Bayesian network model for accident prevention in icy waters |
The importance of developing a maritime traffic strategy especially in extreme climates |
|
Banda et al. [31] |
Navigation in icy waters is more complex and is the type of navigation with the highest reported accidents |
The importance of analysing risks especially in extreme climates |
|
Kirby and Law [25] |
Risk, impact and mitigation in accidents at sea |
The importance of an impact assessment and monitoring programme after an accident |
|
Cicek and Celik [32] |
Adaptation of marine technology that is integrated with operational aspects to prevent ship explosion failures |
The importance of innovation in improving machine system reliability and operational safety |
|
Lu and Yang [33] |
The dimensions of work safety have the most important influence on ship accidents |
It is important to improve the safety of ship operations |
|
Culture |
Antonsen [34] |
A lot of friction between the cultural aspect and the structural aspect |
Need synchronisation between management and culture to improve safety on ships |
Table 9 categorizes the articles into five categories: human factors, accident information systems, accident, risk analysis, and culture. Human factor and risk analysis are the categories with the highest number of articles. The human factor is crucial in building and improving safety management to prevent accidents. Although research on humans in the shipping industry has been carried out a lot, the researcher argues there are still things that can be developed in further research. Table 6 can also explain the importance of research on human factors, where 7 out of 10 widely cited publications are research on human factors in safety management performance. The existence of risk analysis manifests this condition to detect various factors, standards, strategies, and evaluation models to improve safety in ship transportation.
However, an interesting thing is shown in the culture category, where there is only 1 article with the highest number of citations. Based on keywords, the category “culture” is also not included in frequently used keywords. Based on Antonsen [34], it can be learned that the need for synchronisation between management and culture to improve safety on ships. Each country has its own culture in adjusting the implemented safety system. Researchers argue that the existence of this culture has the potential to become a reference for every country in improving safety management. Future research that analyses safety management in various countries with an emphasis on culture is important to study.
Further development of safety management in Indonesia
Research on safety management in Indonesia still needs to be more extensive. Indonesia is the second country with the longest coastline in the world, and 62% of Indonesia’s area is oceans. Therefore, safety management research is a topic that is needed by the community. As an archipelagic country, Indonesia only has three documents discussing safety management in the shipping industry in the Scopus database. The number of publications needs to be increased, considering the facts in Indonesia. First, ships are a primary means of transportation that play a strategic role in connecting inter-island trade in growing the Indonesian economy. Second, in addition to economic interests, ships are one of the tools of national defence interests. Third, data from the National Transportation Safety Committee (2021) shows that during 2018–2021 there were 483 ship accidents or 120 accidents per year. The research results to become one of the input references for stakeholders, both the government and the shipping industry, in improving safety management in shipping. However, this condition is a potential for researchers to develop research in the field of safety management in Indonesia. Based on the author’s identification using advanced data from the Scopus database totalling 160 data with the keywords “ship” and “maritime” processed through the Vos Viewer, it was shown that Indonesian researchers are more interested in discussing “automatic identification systems (AIS)”, “computation fluid dynamics”, and “illegal fishing” rather than safety management. Activation of AIS on ships is also one of the safety standards in the Safety of Life at Sea (SOLAS) so that traffic in the ocean is not disturbed. AIS activation in Indonesia is essential because of the many cases of illegal ships entering Indonesian waters. However, safety management does not only cover AIS but also includes other factors such as human error [9–11]. Thus, the development of research in the field of safety management in Indonesia is important.
RESEARCH IMPLICATION
This research has theoretical and practical implications. Theoretically, using a bibliometric review, this study analyses the extent to which the literature on safety management and topics that researchers widely discuss include keywords that researchers often use. This mapping makes it easier for future researchers to fill the research gap. The results of this study indicate that there are several publications in the field of safety management. However, the number of publications is separate from the trend in the number of citations. Thus, researchers must focus on the published articles’ quality and quantity.
In addition, this study also uses a systematic review method to provide recommendations for further research from the results of a systematic analysis of articles with the highest number of citations. The existence of an analysis related to the lessons taken from the article makes it easier for stakeholders, both government and practitioners in the shipping industry, to make decisions to improve the effectiveness of safety management, in the shipping industry, including the shipping industry in Indonesia. The proposals for the following research topic can be seen in Table 10.
No. |
Theme |
Research topic |
1 |
Mapping |
Analysis of systematic literature review of safety management topics using the Web of Science database |
2 |
Experiment |
Comparison of the cost and benefit of the shipping industry between those who implement safety |
3 |
Behaviour |
Factors causing low safety management |
4 |
Human factor |
Factors of human error and the potential for accidents |
5 |
Accident |
Accident prediction model |
6 |
Risk analysis |
Ship industry risk analysis model |
7 |
Culture |
The cultural differences of each shipping industry around the world |
8 |
Management |
Shipping Industry management model with benefit, opportunity, cost, and risk approach |
9 |
Accounting |
Cost accounting for safety management and its impact on the shipping industry |
CONCLUSIONS
This study used a bibliometric method to analyse the development of “safety management” in the shipping industry by reviewing articles published in Scopus-indexed journals. This study provided information related to the language used, the number of publications and citations each year, the trend of publications and citations, the country with the highest number of publications, the author with the highest number of publications, the journal with the highest number of publications, and frequently used keywords based on the “author keyword” and “index keywords”.
Research on safety management has become an exciting topic, especially the developments in the shipping industry carried out by governments in various countries. Trend analysis shows an increase in the number of articles published annually, with 2021 being the year with the highest number of publications. However, this condition is inversely proportional to the number of citations, which shows a decreasing trend. China has the most significant number of publications with many collaborations. On the other hand, the analysis of co-authorship shows that only 24 out of 1,773 collaborated with other authors, while others were single authors. This condition shows the importance of collaboration between researchers in developing research. In addition, we conclude that human factors are the most important factor in increasing safety management in the shipping industry.
The novelty of this research lies in the broader use of safety management topics. In contrast, previous research has focused more on specific topics, namely maritime accidents and the level of technological readiness in preventing accidents on ships. In addition, to identify the most cited topics, this study uses a systematic literature review method to identify findings and lessons that stakeholders can draw. Based on the systematic review, further research can focus on each country’s “culture” of safety management by analysing the relationship between culture and human factors and risk analysis. In developing research in Indonesia, this research emphasizes the importance of research on safety management, especially in human factors and risk analysis.
This study has limitations. First, this research only analyses data from the Scopus database with the type of “article” document and does not analyse the type of book, proceeding, and so on. Therefore, further research can develop research by multiplying the databases used, such as the Web of Sciences, Sinta Index, and other indexations, to increase the amount of data to be analysed. Second, this research also focuses on further development in Indonesia so that further research can use a bibliometric and systematic review by focusing on safety management in each country.